The Financial Conduct Authority (FCA) is responsible for the conduct supervision of all regulated financial firms and the prudential supervision of those not supervised by the Prudential Regulation Authority (PRA).
The FCA promised an approach that would be judgement led, forward looking and interventionist with a focus on firms’ business models and the potential risks that their activities pose to consumers and financial stability.
A productive working relationship with the regulator, and a firm handle on any regulatory changes is important for BIBA members of all sizes. This section of the BIBA website aims to help members do just that. It is dedicated to regulatory and compliance matters and acts as a repository of information for members, allowing them to access the information they want, when they want it.