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Compliance Rules

GIBC Digest – January 2009

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GIBC Digest – January 2009

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GIBC Digest – January 2009

18th May 2009

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FSA Confirm Industry Guidance

1st April 2009

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GIBC Digest – December 2008

11th February 2008

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FCA emphasises its expectations around brokers’ due diligence on insurers

22nd August 2018

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GDPR round up

15th May 2018

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G. Insurers Good Practice Points

Have clear, fair TOBA’s in place with your insurers Conduct your due diligence (utilising Litmus Analysis and S&P can assist) Review placement strategies on a

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G.2 Insurer security (specific reference to unrated insurers)

Brokers rely on a combination of public information such as ratings, their own commercial judgement and their own experience in assessing the security of insurers.

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GIBC Digest – 13 March

4th May 2012

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GIBC Digest – 13 March 2012

4th May 2012

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FSA confirms renewal of Industry Guidance

21st March 2012

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GIBC Digest – September 2010

22nd October 2010

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FCA told hold third pilot in its GI value measures initiative

19th September 2018

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FCA increases its focus on how firms assess credit worthiness in their customers

31st July 2018

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BIBA’s final submission to the European Commission on the Refit of the Motor Insurance Directive.

26th July 2018

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FCA urges firms to plan ahead for all Brexit eventualities

24th July 2018

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BIBA response to BEIS Green Paper on Modernising Consumer Markets

9th July 2018

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D.1 Sales Process

Insurance broking is an important process within the insurance value chain and is accordingly a regulated activity pursuant to the provisions of the Financial Services

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Treasury sets 9 December 2019 date for commencement of SM&CR

4th July 2018

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