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Compliance Rules

GIBC Digest – January 2009

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GIBC Digest – January 2009

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GIBC Digest – January 2009

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GIBC Digest – January 2009

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GIBC Digest – January 2009

18th May 2009

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FSA Confirm Industry Guidance

1st April 2009

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GIBC Digest – December 2008

11th February 2008

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FCA emphasises its expectations around brokers’ due diligence on insurers

22nd August 2018

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GDPR round up

15th May 2018

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G. Insurers Good Practice Points

Have clear, fair TOBA’s in place with your insurers Conduct your due diligence (utilising Litmus Analysis and S&P can assist) Review placement strategies on a

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G.2 Insurer security (specific reference to unrated insurers)

Brokers rely on a combination of public information such as ratings, their own commercial judgement and their own experience in assessing the security of insurers.

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GIBC Digest – 13 March

4th May 2012

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GIBC Digest – 13 March 2012

4th May 2012

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FSA confirms renewal of Industry Guidance

21st March 2012

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GIBC Digest – September 2010

22nd October 2010

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FCA issues reminder to firms about their regulatory status and financial promotions

15th January 2019

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FCA takes further steps in Brexit preparations with consultations on contractual continuity and securitisation repositories

15th January 2019

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FCA publishes website guidance on delivering fair outcomes to customers after IDD implementation

6th December 2018

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SME access to FOS widened

16th October 2018

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FCA draft guidance around Statements of Responsibilities and mapping in new SM&CR regime

16th October 2018

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