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Home / Latest / Regulation Updates

Regulation Updates

18th September 2018

Y5207 – Australian Financial Complaints Authority

7th September 2018

Final interactive version of Insurance Market Core Uses Information Notice now available

4th September 2018

HM Treasury’s annual Frozen Assets Review launched

22nd August 2018

FCA emphasises its expectations around brokers’ due diligence on insurers

20th August 2018

FSCS reports good news for policyholders who had Guaranteed Asset Protection (GAP) cover with Alpha Insurance

FCA launches tool to aid root cause analysis of complaints process

9th August 2018

FCA asks firms to keep sharing Brexit contingency plans

31st July 2018

FCA says its intervention in GAP add-ons market has more than doubled shopping around

FCA increases its focus on how firms assess credit worthiness in their customers

24th July 2018

MoJ seeks money laundering crack down with proposed refocusing of suspicious activity reporting system

FRC launches sharper Corporate Governance Code fit for the future

FCA urges firms to plan ahead for all Brexit eventualities

Y5199 – Lloyd’s Coverholder Reporting Standards Version 5.1

19th July 2018

2018/093 IMR Broker Access Issues

18th July 2018

FCA shares its Approach to Consumers paper, alongside a Duty of Care consultation and reversion on vulnerable consumers definition

12th July 2018

FOS welcomes independent review which finds it in need of better organisation

10th July 2018

Y5195 – Update On The Market Data Collections Platform Release

4th July 2018

Treasury sets 9 December 2019 date for commencement of SM&CR

29th June 2018

The FCA sets out its role in preparing for Brexit

27th June 2018

2018/084 Lloyd’s Inception Date Allocation (IDA) – Reminder of How to Process Through Xchanging

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