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Home / Latest / Regulation Updates

Regulation Updates

4th April 2018

Firms still coming up short on renewals standards

21st March 2018

FCA sets out its approaches to Enforcement and Supervision – while prompting further discussion around firms’ cultures

19th March 2018

IDD delay confirmed officially in Europe

13th March 2018

CWT/CWS CHANGES FOR ECF2 – TARGET Q4 RELEASE att 3

CWT/CWS CHANGES FOR ECF2 – TARGET Q4 RELEASE att 2

CWT/CWS CHANGES FOR ECF2 – TARGET Q4 RELEASE att 1

CWT/CWS CHANGES FOR ECF2 – TARGET Q4 RELEASE

9th March 2018

Considerations relating to Brexit and EU customers

7th March 2018

New blog highlight increasing importance of financial sanctions as a means to avoid conflict

5th March 2018

FCA exploring creation of central public record facility for individuals not featured on the Financial Services Register

19th February 2018

Xchanging Market Communication – 2018/021 System Availability Friday 23 February to Sunday 8 April 2018

8th February 2018

1st February 2018

Xchanging Market Communication – 2018/015 Urgent Notice – Company Market Central Settlement London Processing Centre Irrevocable Payments Scheme (LIPS)

24th January 2018

Next steps in Senior Managers & Certification Regime (SM&CR) summarised in handy guide for members

FCA proposes widening access to FOS for smaller businesses

23rd January 2018

The FCA and Practitioner Panel launch new joint survey for 2018

19th January 2018

Xchanging Market Communication – 2018/008 System Availability Saturday 20 and Sunday 21 January 2018

17th January 2018

International Complaints Handling: Australia, Canada, New Zealand and Singapore and other territories

16th January 2018

Treasury confirms that introducers will not be regulated

15th January 2018

Annual Compliance for coverholders – new risk-based and streamlined process

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